About the Company

The Company provides services and support to its financial professionals and clients through a variety of mechanisms. These include an experienced and highly skilled management team, advanced technological resources, highly supportive and forward Company vision and philosophy, relationships with "best of class" industry product and service providers.  The Company believes in strategic partnering to bring additional benefits of a select group of proven, valued partners to the firm.

Our Strategic Partners provide additional financial and marketing support to the Company in the form of marketing overrides and allowances, or in the form of reimbursement for certain educational expenses that the Company might incur. Marketing overrides and allowances are earned when certain investments are purchased by our clients. Educational expenses are incurred primarily when the Company conducts educational meetings for its associated persons.

Click here to see our AML Policies & Procedures.
Click here to see our Privacy Statement.
Click here to see our SEC Form ADV.
Click here to see our Business Continuity Plan.
Click here to see our Form CRS.
Click here to see our Client Services Fees.
Click here to see Additional Compensation Disclosures.